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What is the difference between disk and shell method?

Published in Calculus Volume Methods 6 mins read

The fundamental difference between the disk/washer method and the shell method lies in the orientation of the infinitesimally thin slices used to approximate the volume of a solid of revolution relative to the axis of revolution. For the disk/washer method, the slice is perpendicular to the axis of revolution, whereas, for the shell method, the slice is parallel to the axis of revolution.

Both methods are powerful tools in integral calculus used to calculate the volume of a three-dimensional solid formed by revolving a two-dimensional area around an axis. The choice between them often depends on the shape of the region, the axis of revolution, and which method results in a simpler integral.


Understanding the Disk and Washer Methods

The disk method is a technique for finding the volume of a solid of revolution when the region being revolved is directly adjacent to the axis of revolution, creating a solid with no hole in the center. The washer method is an extension of the disk method, used when there is a hole in the center of the solid (i.e., the region is not adjacent to the axis of revolution), effectively subtracting the volume of the inner "disk" from the outer "disk."

Key Characteristics:

  • Slice Orientation: Slices are perpendicular to the axis of revolution.
    • If revolving around the x-axis, slices are vertical (dx), and integration is with respect to x.
    • If revolving around the y-axis, slices are horizontal (dy), and integration is with respect to y.
  • Geometric Shape: Each slice is a flat disk or a washer (a disk with a hole).
  • Formulas:
    • Disk Method: $V = \int{a}^{b} \pi [R(x)]^2 dx$ (revolving around x-axis) or $V = \int{c}^{d} \pi [R(y)]^2 dy$ (revolving around y-axis).
    • Washer Method: $V = \int{a}^{b} \pi ([R(x)]^2 - [r(x)]^2) dx$ (revolving around x-axis) or $V = \int{c}^{d} \pi ([R(y)]^2 - [r(y)]^2) dy$ (revolving around y-axis), where $R$ is the outer radius and $r$ is the inner radius.
  • Function Dependence: The radius (or radii) is expressed as a function of the variable of integration. For example, if integrating with respect to $x$, the radius must be $R(x)$.

When to Use Disk/Washer Method:

  • When the region is defined by functions $y=f(x)$ and revolved around a horizontal axis (x-axis or $y=k$), and the integral is simpler with respect to $x$.
  • When the region is defined by functions $x=g(y)$ and revolved around a vertical axis (y-axis or $x=k$), and the integral is simpler with respect to $y$.
  • Often preferred when the radii can be easily expressed in terms of the variable of integration that matches the perpendicular slice.

Understanding the Shell Method

The shell method calculates the volume of a solid of revolution by envisioning the solid as being composed of infinitely many thin, concentric cylindrical shells.

Key Characteristics:

  • Slice Orientation: Slices are parallel to the axis of revolution.
    • If revolving around the x-axis, slices are horizontal (dy), and integration is with respect to y.
    • If revolving around the y-axis, slices are vertical (dx), and integration is with respect to x.
  • Geometric Shape: Each slice is a thin cylindrical shell.
  • Formula: $V = \int_{a}^{b} 2\pi \cdot \text{radius} \cdot \text{height} \cdot \text{thickness}$.
    • For revolution around the y-axis: $V = \int_{a}^{b} 2\pi x \cdot f(x) dx$, where $x$ is the radius and $f(x)$ is the height.
    • For revolution around the x-axis: $V = \int_{c}^{d} 2\pi y \cdot g(y) dy$, where $y$ is the radius and $g(y)$ is the height.
  • Function Dependence: The radius and height of the cylindrical shell are expressed as functions of the variable of integration.

When to Use Shell Method:

  • When the region is defined by functions $y=f(x)$ and revolved around a vertical axis (y-axis or $x=k$), and the integral is simpler with respect to $x$.
  • When the region is defined by functions $x=g(y)$ and revolved around a horizontal axis (x-axis or $y=k$), and the integral is simpler with respect to $y$.
  • Particularly useful when solving for $x$ in terms of $y$ (or vice-versa) is difficult or impossible, but the existing function form fits the shell setup.

Key Differences at a Glance

The most critical distinction lies in the orientation of the infinitesimal slices relative to the axis of revolution.

Feature Disk/Washer Method Shell Method
Slice Orientation Perpendicular to the axis of revolution Parallel to the axis of revolution
Geometric Shape Disks or Washers Cylindrical Shells
Integration Variable Same as the axis of revolution (e.g., if revolving around x-axis, integrate with dx) Opposite of the axis of revolution (e.g., if revolving around x-axis, integrate with dy)
Formula Core $\pi \cdot (\text{radius})^2 \cdot \text{thickness}$ $2\pi \cdot \text{radius} \cdot \text{height} \cdot \text{thickness}$
Typical Use Case When functions can be easily expressed in terms of the variable corresponding to the perpendicular slice. When functions are more easily expressed in terms of the variable corresponding to the parallel slice. Often avoids needing to rewrite $y=f(x)$ as $x=g(y)$, or vice versa.
Complexity Can involve squaring complex functions. Can involve products of functions (radius $\times$ height).

Choosing the Right Method

The choice between the disk/washer and shell methods is often strategic, aiming to simplify the integration process.

  1. Visualize the Solid: Sketch the region and the axis of revolution. Imagine how the solid will look.
  2. Consider Slice Orientation:
    • Disk/Washer: If a slice perpendicular to the axis of revolution results in a simple radius (or inner/outer radii) and the function is easily expressed in terms of the corresponding variable, this might be simpler.
    • Shell: If a slice parallel to the axis of revolution results in a simple radius and height, and the function is already in the appropriate form for the corresponding variable, the shell method might be preferred.
  3. Function Form:
    • If you have $y=f(x)$ and are revolving around the y-axis, the shell method (integrating with respect to $x$) often works directly. Using the disk/washer method would require rewriting $x=g(y)$, which might be difficult.
    • If you have $y=f(x)$ and are revolving around the x-axis, the disk/washer method (integrating with respect to $x$) often works directly. Using the shell method would require rewriting $x=g(y)$.
  4. Holes and Gaps:
    • The washer method handles holes naturally by subtracting volumes.
    • The shell method inherently forms hollow cylinders, so it's excellent for regions that produce solids with central cavities.
  5. Simplify the Integral: Ultimately, choose the method that leads to the easier integral to evaluate. Sometimes, one method will require breaking the integral into multiple parts, while the other will be a single integral.

For more in-depth examples and practice, resources like Khan Academy provide excellent tutorials.