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What is the difference between minimum and minimal in math?

Published in Order Theory 6 mins read

In mathematics, the distinction between minimum and minimal is crucial and depends on the type of ordering applied to a set. While both terms relate to "smallness," minimum refers to the single, absolutely smallest element in a set under a total order, whereas minimal refers to an element for which no other element is strictly smaller, especially in a partial order, and there can be multiple minimal elements.

Understanding Order Relations

To grasp the difference between minimum and minimal, it's essential to understand the types of order relations that can be defined on a set:

Total Order (Linear Order)

A total order (or linear order) is a relation where every pair of elements in a set can be compared. For any two distinct elements a and b, either a is less than b, or b is less than a.

  • Example: The standard "less than or equal to" ($\leq$) relation on real numbers. You can always compare any two numbers (e.g., 3 < 5, 7 > 2).

Partial Order

A partial order is a relation where not every pair of elements necessarily has to be comparable. While some elements can be compared, others might not be related to each other in terms of "less than" or "greater than."

  • Example: The "divides" relation on natural numbers. You can compare 2 and 4 (2 divides 4), but you cannot compare 2 and 3 (2 does not divide 3, and 3 does not divide 2). They are incomparable.

Minimum: The Smallest Element

The minimum of a set is the smallest element within that set under a specific total order. It is unique if it exists.

  • Definition: An element m in a set S is the minimum if m ≤ x for all other elements x in S.
  • Characteristics:
    • Uniqueness: If a minimum exists, it is always unique.
    • Context: Primarily applicable in sets endowed with a total order.
    • Comparability: The minimum must be comparable to every other element in the set.
  • Example:
    • In the standard ordering of natural numbers {1, 2, 3, …}, the number 1 is the minimum because it is the smallest element and is less than or equal to every other natural number.
    • For the set {5, 2, 9, 1} with the standard numerical order, the minimum is 1.

Minimal: Nothing is Smaller

A minimal element is an element in a set such that nothing is strictly smaller than it within that set, especially when the set is under a partial order. There can be multiple minimal elements, and they may not be comparable to each other.

  • Definition: An element m in a set S is minimal if there is no other element x in S such that x < m.
  • Characteristics:
    • Non-Uniqueness: A set can have multiple minimal elements.
    • Context: Most relevant in sets with a partial order, where not all elements are comparable.
    • Comparability: A minimal element only needs to not have any strictly smaller elements; it doesn't need to be smaller than all other elements it's not strictly smaller than.
  • Example:
    • Consider the natural numbers starting with 2, ordered by divisibility (i.e., a ≤ b if a divides b). In this context, the prime numbers (2, 3, 5, 7, …) are the minimal numbers. No other number in the set (other than 1, which is excluded from "numbers starting with 2," or themselves) divides a prime number. For example, 2 is minimal because no other number (like 3 or 4) divides 2. Similarly, 3 is minimal. Importantly, 2 and 3 are not comparable under divisibility (2 doesn't divide 3, and 3 doesn't divide 2), yet both are minimal.
    • In a partially ordered set of characteristics required for a job (e.g., experience, specific degrees), a "minimal set of qualifications" means you meet the lowest bar for entry, but there might be multiple distinct ways to meet that minimal bar.

Key Differences at a Glance

Feature Minimum Minimal
Definition The smallest element in the set. An element for which nothing is strictly smaller.
Uniqueness Always unique if it exists. Can be one or many.
Order Type Requires a total order. Applicable to partial orders.
Comparability Must be comparable to all other elements. Only needs to be not "strictly greater" than any other element it is comparable to.
Implication Is always a minimal element. Is not necessarily the minimum (unless it's the only minimal element).

Illustrative Examples

To solidify the understanding, let's look at a few more examples:

Example 1: Numerical Values (Total Order)

  • Set: $A = {10, 3, 15, 7}$
  • Order: Standard numerical "less than or equal to" ($\leq$).
  • Result:
    • The minimum of set $A$ is 3. It's the unique smallest element.
    • The element 3 is also a minimal element because there is no element in $A$ strictly less than 3. In a total order, the minimum is always the only minimal element.

Example 2: Divisibility (Partial Order)

  • Set: $B = {2, 3, 4, 6, 12}$
  • Order: Divisibility, where $a \leq b$ if $a$ divides $b$.
  • Result:
    • There is no minimum in set $B$. No single element divides every other element in the set. For instance, 2 does not divide 3, and 3 does not divide 2.
    • The minimal elements of set $B$ are 2 and 3.
      • 2 is minimal because no other element in $B$ divides 2 (other than itself).
      • 3 is minimal because no other element in $B$ divides 3 (other than itself).
      • Notice that 2 and 3 are incomparable under this relation.

Example 3: Sets by Subset Inclusion (Partial Order)

  • Set: $C = {{1,2}, {1,2,3}, {1,3}, {2}}$
  • Order: Subset inclusion ($\subseteq$), where $A \leq B$ if $A$ is a subset of $B$.
  • Result:
    • There is no minimum in set $C$. No single set is a subset of all other sets in $C$. For example, ${1,2}$ is not a subset of ${1,3}$, and ${2}$ is not a subset of ${1,2,3}$.
    • The minimal elements of set $C$ are ${1,2}$, ${1,3}$, and ${2}$.
      • No set in $C$ is a strict subset of ${1,2}$ (i.e., smaller than ${1,2}$).
      • No set in $C$ is a strict subset of ${1,3}$.
      • No set in $C$ is a strict subset of ${2}$.
      • These three minimal elements are incomparable with each other. For instance, ${1,2}$ is not a subset of ${1,3}$ and vice-versa.

Why This Distinction Matters

The ability to differentiate between minimum and minimal is fundamental in various areas of mathematics, including:

  • Order Theory: The study of order relations.
  • Set Theory: Analyzing properties of sets.
  • Optimization: Finding optimal solutions where "smallest" might have different interpretations.
  • Computer Science: Algorithms for finding smallest elements, especially in graph theory or data structures.
  • Algebra: Identifying irreducible elements in rings or other algebraic structures.

Understanding this nuance allows for precise mathematical communication and accurate problem-solving, particularly when dealing with complex structures where elements may not be linearly ordered.