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What are the factors affecting retaining wall?

Published in Retaining Wall Engineering 8 mins read

Retaining walls are essential structures designed to hold back soil and prevent erosion, creating level surfaces or controlling slopes. Their stability and longevity are influenced by a complex interplay of various factors, ranging from the properties of the surrounding soil to the materials and design choices made during construction.

What are the factors affecting retaining wall?

The factors affecting a retaining wall can be broadly categorized into external forces, design and material considerations, and environmental influences. Understanding these elements is crucial for ensuring the wall's stability, functionality, and long-term performance.

1. External Forces and Pressures

Retaining walls are constantly subjected to various forces that attempt to overturn, slide, or cause settlement.

  • Lateral Earth Pressure: This is the most significant force, exerted by the soil behind the wall. It can be categorized as:
    • Active Earth Pressure: Occurs when the wall moves slightly away from the backfill, reducing the pressure to a minimum.
    • Passive Earth Pressure: Develops when the wall pushes into the soil, creating a much larger resistance force.
    • At-Rest Earth Pressure: The pressure exerted when the wall is completely rigid and does not move.
    • Effect: Higher earth pressure requires a more robust wall design to prevent overturning or sliding. Soil type (e.g., sand, clay, gravel) significantly impacts this pressure, with cohesive soils generally exerting less pressure than granular soils.
  • Hydrostatic Pressure: Water accumulating behind the wall creates significant pressure, which can exceed earth pressure.
    • Effect: Poor drainage can lead to immense hydrostatic pressure, potentially causing the wall to fail by pushing it outwards or by increasing the soil's weight. This is why drainage systems are critical for diverting water away.
  • Surcharge Loads: Additional loads on the soil surface behind the wall can increase lateral pressure.
    • Examples: Buildings, vehicle traffic, slopes, or stored materials near the wall.
    • Effect: Engineers must account for these extra loads during design to ensure the wall can withstand the increased forces.
  • Seismic Forces: Ground acceleration during earthquakes can induce dynamic pressures on the wall and the retained soil.
    • Effect: In seismically active regions, retaining walls must be designed to resist these forces, which are often much higher than static pressures, potentially causing liquefaction or increased lateral thrust.
  • Traffic Vibration: Constant vibrations from heavy traffic near the wall can induce dynamic stresses and potentially lead to settlement or fatigue over time.

2. Design and Material Considerations

The choices made during the planning and construction phases directly impact the retaining wall's performance.

  • Materials: The chosen construction materials greatly influence the wall's strength, durability, aesthetics, and cost.
    • Examples:
      • Concrete (cast-in-place or precast): Offers high strength and versatility, commonly used for cantilever and counterfort walls.
      • Segmental Retaining Wall (SRW) Blocks: Interlocking concrete units for gravity walls, popular for their ease of installation and aesthetic appeal.
      • Natural Stone: Used for gravity walls, providing a durable and aesthetic finish, often dry-stacked or mortared.
      • Timber/Wood: Economical for shorter walls, but susceptible to rot and insect damage over time; requires treatment.
      • Gabions: Wire cages filled with rocks, offering flexibility and good drainage, suitable for various wall types.
    • Effect: Material selection impacts the wall's ability to resist forces, its lifespan, and maintenance requirements.
  • Type of Wall: The specific type of wall chosen is based on height, site conditions, and budget. Each type has different mechanisms for resisting lateral earth pressure.
    • Examples:
      • Gravity Walls: Rely on their own weight and mass (e.g., large concrete blocks, stone, gabions) for stability.
      • Cantilever Walls: Use a footing and stem to act as a lever, with the weight of the backfill on the footing providing stability. Typically made of reinforced concrete.
      • Anchored Walls: Utilize cables or rods (anchors or “deadmen”) driven into the soil or rock behind the wall, providing additional resistance to overturning and sliding.
      • Counterfort/Buttressed Walls: Similar to cantilever walls but with vertical stiffeners (counterforts) on the back (or buttresses on the front) to provide extra strength for taller walls.
    • Effect: The wall type dictates the structural design, foundation requirements, and the forces it can safely retain.
  • Design and On-site Placement: The overall design or on-site placement encompasses the wall's geometry, height, length, and integration with the surrounding landscape.
    • Examples:
      • Wall Height: Taller walls experience significantly greater lateral pressures, requiring more robust designs.
      • Wall Length: Influences overall stability and potential for differential settlement.
      • Construction Quality: Proper compaction of backfill, adherence to design specifications, and skilled labor are paramount.
    • Effect: Incorrect design or poor execution can lead to instability, settlement, and premature failure.
  • Drainage Systems: Effective drainage is paramount to prevent hydrostatic pressure buildup behind the wall.
    • Examples:
      • Weep Holes: Small openings in the wall face to allow water to exit.
      • Granular Backfill (e.g., gravel): Placed directly behind the wall to allow water to flow freely to the drainage pipe.
      • Perforated Drain Pipes (French Drains): Installed at the base of the wall behind the granular backfill to collect and divert water.
      • Geocomposite Drains: Fabric and core systems that act as both filter and drain.
    • Effect: Without proper drainage, water can saturate the soil, increase its weight, and exert immense hydrostatic pressure, leading to wall failure.
  • Foundations: The wall's foundations are critical for transferring the loads from the wall and retained soil safely to the underlying soil.
    • Considerations:
      • Soil Bearing Capacity: The ability of the soil beneath the footing to support the imposed loads without excessive settlement.
      • Foundation Depth and Width: Designed to distribute the load adequately and to be below the frost line to prevent frost heave.
      • Keyways/Shear Keys: Protrusions below the footing to resist sliding.
    • Effect: A poorly designed or constructed foundation can lead to differential settlement, tilting, or catastrophic failure of the retaining wall.
  • Cant or Batter: This refers to the intentional backward slope of the wall face.
    • Effect: Introducing a cant or batter can increase the wall's stability, especially for gravity walls, by effectively moving the center of gravity backwards and improving resistance to overturning. It can also enhance aesthetics.

3. Soil Properties and Environmental Factors

The characteristics of the soil being retained and the surrounding environment play a significant role.

  • Soil Type and Properties:
    • Cohesion: The ability of soil particles to stick together (e.g., clay).
    • Angle of Internal Friction: The resistance of granular soil to shearing.
    • Unit Weight: The weight per unit volume of the soil.
    • Effect: These properties determine the magnitude of lateral earth pressure and the stability of the backfill. Weak or expansive soils (e.g., highly plastic clays) can exert unpredictable forces.
  • Groundwater Level: A high water table significantly increases the potential for hydrostatic pressure.
    • Effect: Fluctuations in the water table can also affect soil strength and introduce frost heave issues.
  • Frost Heave: Occurs in cold climates when water in the soil freezes and expands, pushing the wall upwards.
    • Effect: This can cause uneven lifting and damage to the wall, necessitating foundations below the frost line and good drainage.
  • Erosion: Water runoff can erode the soil around the wall's base or behind it, undermining its stability.
    • Effect: Proper landscaping, vegetation, and drainage can mitigate erosion.
  • Vegetation: While some vegetation can stabilize slopes, large tree roots can exert pressure on walls or penetrate them, causing damage.
    • Effect: Careful consideration of plant types and their proximity to the wall is important.

Summary of Key Factors

Factor Category Specific Factor Impact on Retaining Wall
External Forces Lateral Earth Pressure Most significant force, can cause overturning/sliding
Hydrostatic Pressure Water buildup causes immense outward force
Surcharge Loads Added weight on backfill increases lateral pressure
Seismic Forces Earthquake-induced dynamic pressures
Traffic Vibration Dynamic stresses, potential for settlement
Design & Materials Materials (Concrete, Stone, Timber, etc.) Determines strength, durability, lifespan, and cost
Type of Wall (Gravity, Cantilever, etc.) Defines stability mechanism and design complexity
Design & On-site Placement Overall geometry, construction quality, proper installation
Drainage Systems (Weep holes, Drains) Critical for preventing hydrostatic pressure
Foundations (Depth, Width, Bearing Capacity) Ensures stable load transfer and prevents settlement
Cant or Batter (Wall slope) Increases stability and aesthetics
Anchors or "Deadmen" (Tie-backs) Provides additional resistance to overturning and sliding
Environmental Soil Type & Properties Influences lateral pressure, bearing capacity, and drainage
Groundwater Level Affects hydrostatic pressure and soil strength
Frost Heave Can cause uneven lifting and damage in cold climates
Erosion Undermines stability of wall base and backfill
Vegetation Roots can cause pressure or damage

Understanding and meticulously addressing each of these factors during the design, construction, and maintenance phases is essential for creating a stable, safe, and long-lasting retaining wall. Consulting with a qualified geotechnical engineer and structural engineer is highly recommended for any significant retaining wall project.