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What is SRS in cluster sampling?

Published in Sampling Methods 4 mins read

In cluster sampling, Simple Random Sampling (SRS) is the primary method used to select the clusters themselves, and sometimes individual elements within selected clusters, ensuring that each cluster or element has an equal and known chance of being included in the sample.

Understanding Simple Random Sampling (SRS)

Simple Random Sampling (SRS) is a foundational probability sampling method. In probability sampling, it is possible to both determine which sampling units belong to which sample and the probability that each sample will be selected. SRS exemplifies this by ensuring every potential sample of a given size has an equal chance of being selected from the population, and every individual unit in the population has an equal and independent chance of being chosen.

Key characteristics of SRS include:

  • Equal Probability: Each unit in the sampling frame has an equal chance of being selected.
  • Independence: The selection of one unit does not influence the selection of another.
  • Known Probability: The probability of any specific unit being selected can be precisely calculated.

For more details on this fundamental technique, you can explore resources on Simple Random Sampling.

Cluster Sampling Explained

Cluster sampling is a sampling technique where the entire population is divided into pre-existing, naturally occurring groups or "clusters." Instead of sampling individual units directly, a random sample of these clusters is selected, and all or some of the units within the selected clusters are then studied. This method is particularly useful when:

  • The population is geographically dispersed.
  • A complete list of individual population units is unavailable or difficult to compile.
  • It is more cost-effective and practical to survey groups rather than individuals across a wide area.

Learn more about the methodology on Cluster Sampling.

The Role of SRS in Cluster Sampling

SRS is crucial in cluster sampling as it provides the random selection mechanism at various stages, ensuring the representativeness of the sample chosen. Its application depends on whether it's a single-stage or multi-stage cluster sample.

Single-Stage Cluster Sampling

In single-stage cluster sampling, SRS is applied directly to select the clusters from the population. Once the clusters are randomly chosen, all individual units within those selected clusters are included in the sample.

Example:
Imagine a researcher wants to study the prevalence of a certain disease in elementary school children across a large city.

  1. The city's elementary schools are identified as natural clusters.
  2. A complete list of all elementary schools (clusters) in the city is created.
  3. SRS is used to randomly select a certain number of these schools.
  4. Every child in the classrooms of the selected schools is then included in the study.

Two-Stage Cluster Sampling (or Multi-Stage)

Two-stage cluster sampling involves two levels of random selection, often both employing SRS. This method is used when it's impractical or unnecessary to survey all units within the selected clusters.

Example (building on the previous one):
Using the same scenario of studying elementary school children:

  1. Elementary schools are again identified as clusters.
  2. SRS is used to randomly select a certain number of these schools (first stage of sampling).
  3. Within each of the randomly selected schools, a list of all classes or students is obtained.
  4. SRS is then used again to randomly select specific classes or a certain number of students from within each chosen school (second stage of sampling).
  5. Only the students in these second-stage selected units are included in the study.

Comparison of SRS Application in Cluster Sampling

Feature Single-Stage Cluster Sampling Two-Stage Cluster Sampling
First Stage of Sampling SRS used to select clusters. SRS used to select clusters.
Second Stage of Sampling Not applicable (all units in selected clusters). SRS (or another method) used to select units within selected clusters.
Final Sample All units from selected clusters. A subset of units from selected clusters.
Complexity Simpler. More complex, but often more efficient.

Why Combine SRS and Cluster Sampling?

The combination of SRS with cluster sampling offers several advantages:

  • Cost-Effectiveness: It significantly reduces travel and administrative costs, especially when populations are geographically dispersed. Instead of visiting scattered individuals, researchers visit a few concentrated clusters.
  • Practicality: It simplifies the sampling process when a complete list of individual population members is unavailable, as only a list of clusters is needed initially.
  • Efficiency: For large-scale studies, it can be more time and resource-efficient than pure SRS on the entire population.

By employing SRS at the appropriate stages of cluster sampling, researchers maintain the integrity of probability sampling, ensuring that the final sample is as representative as possible given the practical constraints.